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Legal and Regulatory Aspects of Banking Syllabus 2026, Exam Pattern
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JAIIB Paper 3 (Legal and Regulatory Aspects of Banking) Exam - English120 questions • 120 mins • 100 marks
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Legal and Regulatory Aspects of Banking Syllabus 2026, Exam Pattern
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Legal and Regulatory Aspects of Banking Syllabus 2026, Exam Pattern
Legal and Regulatory Aspects of Banking Syllabus :
Legal and Regulatory Aspects of Banking :-
Module A – Regulations and Compliance :
1. Legal Framework of Regulation of Banks
2. Control over Organization of Banks
3. Regulation of Banking Business
4. Returns Inspection, Winding up, Mergers & Acquisitions
5. Public Sector Banks and Co-operative Banks
6. Financial Sector Legislative Reforms
7. Recent Legislative Changes in RBI Act
8. Financial Sector Development Council
Module B – Legal Aspects of Banking Operations :
1. Different Types of Borrowers
2. Types of Credit Facilities
3. Secured and Unsecured Loans, Registration of Firms and Incorporation of Companies
4. Indemnities
5. Bank Guarantees
6. Letters of Credit
7. Deferred Payment Guarantees
8. Laws Relating to Bill Finance
9. Various Types of Securities
10. Laws Relating to Securities and Modes of Charging – I
11. Laws Relating to Securities and Modes of Charging – II
12. Registration and Satisfaction of Charges
13. Case Laws on Responsibility of Paying Bank
14. Case Laws on Responsibility of Collecting Bank
Module C – Banking Related Laws :
1. Recovery of Debts due to Banks and Financial Institutions Act, 1993(DRT Act)
2. Securitisation and Reconstruction of Financial Assets and Enforcement of Securities Interest Act (SARFAESI)
3. Banking Ombudsmen Scheme
4. Bankers Books Evidence Act, 1891
5. The Legal Services Authorities Act, 1987
6. The Consumer Protection Act, 1986 and CERSAI
7. The Law of Limitation
8. Tax Laws
9. Negotiable Instruments Act, 1881
10. Payment & Settlements Systems Act, 2007
Module D – Commercials Laws with Reference to Banking Operations :
1. Indian Contract Act, 1872
2. The Sale of Goods Act, 1930
3. Indian Partnership Act, 1932
4. Definition and features of a company
5. The Companies Act, 1956 (Now Companies Act, 2013)
6. Foreign Exchange Management Act, 1999
7. Transfer of Property Act, 1882
8. The Right to Information Act, 2005
9. Right to Information and Obligation of Public Authorities
10. The Prevention of Money Laundering Act, 2002
11. Information Technology Act, 2000
Legal and Regulatory Aspects of Banking Exam Pattern
Legal and Regulatory Aspects of Banking :-
Module A – Regulations and Compliance :
1. Legal Framework of Regulation of Banks
2. Control over Organization of Banks
3. Regulation of Banking Business
4. Returns Inspection, Winding up, Mergers & Acquisitions
5. Public Sector Banks and Co-operative Banks
6. Financial Sector Legislative Reforms
7. Recent Legislative Changes in RBI Act
8. Financial Sector Development Council
Module B – Legal Aspects of Banking Operations :
1. Different Types of Borrowers
2. Types of Credit Facilities
3. Secured and Unsecured Loans, Registration of Firms and Incorporation of Companies
4. Indemnities
5. Bank Guarantees
6. Letters of Credit
7. Deferred Payment Guarantees
8. Laws Relating to Bill Finance
9. Various Types of Securities
10. Laws Relating to Securities and Modes of Charging – I
11. Laws Relating to Securities and Modes of Charging – II
12. Registration and Satisfaction of Charges
13. Case Laws on Responsibility of Paying Bank
14. Case Laws on Responsibility of Collecting Bank
Module C – Banking Related Laws :
1. Recovery of Debts due to Banks and Financial Institutions Act, 1993(DRT Act)
2. Securitisation and Reconstruction of Financial Assets and Enforcement of Securities Interest Act (SARFAESI)
3. Banking Ombudsmen Scheme
4. Bankers Books Evidence Act, 1891
5. The Legal Services Authorities Act, 1987
6. The Consumer Protection Act, 1986 and CERSAI
7. The Law of Limitation
8. Tax Laws
9. Negotiable Instruments Act, 1881
10. Payment & Settlements Systems Act, 2007
Module D – Commercials Laws with Reference to Banking Operations :
1. Indian Contract Act, 1872
2. The Sale of Goods Act, 1930
3. Indian Partnership Act, 1932
4. Definition and features of a company
5. The Companies Act, 1956 (Now Companies Act, 2013)
6. Foreign Exchange Management Act, 1999
7. Transfer of Property Act, 1882
8. The Right to Information Act, 2005
9. Right to Information and Obligation of Public Authorities
10. The Prevention of Money Laundering Act, 2002
11. Information Technology Act, 2000
Legal and Regulatory Aspects of Banking Exam Pattern
| S.No | Subject | No.of Question | Marks | Duration |
| 1 | Legal and Regulatory Aspects of Banking | 120 | 100 | 2 Hour |
| Total | 120 | 100 | 2 Hour |
FAQs
Legal and Regulatory Aspects of Banking Exam Syllabus Frequently Asked Questions (FAQ's)
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In this article Page, we have provided the required syllabus of the Legal and Regulatory Aspects of Banking exam.
Being familiar with Legal and Regulatory Aspects of Banking Exam Pattern will help you understand the types of questions asked, difficulty level of the exam and important topics that require your keen attention. It will also acquaint you with the marking scheme and time allotted to each Topics.
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Legal and Regulatory Aspects of Banking exam is not tough but it depends on your preparation. The candidates find the Subject not challenging. The dedicated preparation in the right direction will undoubtedly take you towards the goal.
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The Legal and Regulatory Aspects of Banking Exam pattern includes details like the number of sections, total questions, marks distribution, and exam duration. Toppersexam provides a comprehensive guide on exam format, marking scheme, and question types.
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Yes, questions are divided section-wise. Toppersexam provides a clear guide on how many questions are asked per section and their difficulty level for effective preparation.
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